How We Collect The Personal Information

The primary reason we collect and maintain your personal information is to serve you and administer your customer relationship. The types and categories of information we collect about you include:

• Information we receive from you on applications and other forms to open an account or provide investment advice to you such as your name, home address, social security number, telephone number and financial information;
• Information about your transactions with us such as account activity; and
• Information that we may receive from third parties with respect to your account.